A request for an order against Satonya Ford to cease and desist from all mortgage loan brokering activities in Arkansas until properly licensed.
FIRST NEVADA MARKETING, INC.
02/20/2009
A request for a cease and desist order 1) finding that the respondents, while acting as unregistered agents of the issuer, had sold unregistered securities by means of securities fraud and 2) ordering the respondents to immediately cease and desist from such activities.
ROBERT CORNEL NICORICI
01/06/2009
A request for an order directing Robert Cornel Nicorici to cease and desist from unlicensed loan brokering activities in Arkansas.
TERRY MITCHELL, d/b/a ADVANTAGE FINANCIAL SERVICES
12/30/2008
A. Heath Abshure, Arkansas Securities Commissioner, filed an (amended)complaint in the Circuit Court of Pulaski County, Arkansas against Terry Mitchell, d/b/a Advantage Financial Services.
ROBERT KYLE STEWART
12/15/2008
An amended complaint filed by the Department for Robert Kyle Stewart to cease and desist from any further actions in the state of Arkansas in connection with the offer or sale of securities until properly registered.
ROBERT KYLE STEWART
11/20/2008
A complaint filed by the Department to revoke the broker-dealer agent and investment adviser representative registrations of Robert Kyle Stewart.
LANDON K. MITCHELL LICENSE NO. 15250
10/17/2008
A Request for Revocation of License and Hearing
TERRY MITCHELL, d/b/a ADVANTAGE FINANCIAL SERVICES
07/29/2008
A. Heath Abshure, Arkansas Securities Commissioner, filed a complaint in the Circuit Court of Pulaski County, Arkansas against Terry Mitchell, d/b/a Advantage Financial Services to seek injunctive relief as may be appropriate.