A request for issuance of a Cease and Desist Order against respondents for the sale of unregistered securities and advertising the sale of its unregistered securities.
GLOBAL PARTNERS CAPITAL/ASIA PACIFIC ENERGY, INC.
07/24/2008
A request for issuance of a Cease and Desist Order against respondents for the sale of unregistered oil and gas scheme.
CHAR-RAN COMPANY, LLC
07/21/2008
A request for issuance of a Cease and Desist Order against respondents for the sale of unregistered securities.
BOARDWALK MORTGAGE GROUP, LLC, (FORMERLY KNOWN AS BENTON MORTGAGE GROUP, LLC), LICENSE NO. 28263, AND; SAMAUEL AARON MITCHELL, LICENSE NO. 31382, AND; KEVIN RYAN ABERNATHY, LICENSE NO. 29408
07/01/2008
First Amended Request For Revocation of Licenses and Hearing
TIMOTHY ALONZA LILLY, d/b/a/ COVENANT SENIOR ADVISORS, LLC
06/30/2008
A Request for a Cease and Desist Order
TIMOTHY ALONZA LILLY, DAVID LARRY PUCKETT, JOE A. RICHARDS and FIRST FIDELITY FINANCIAL GROUP OF MAUMELLE, LLC
05/23/2008
Request for Cease and Desist Order against respondents for sale of unregistered securities or investment contracts involving certificates of deposit that offered a promotional incentive to obtain a bonus yield.
CHRISTOPHER A. HOGAN, CRUNKLAND RECORDS, LTD. AND ROLFUND.COM
04/29/2008
A. Heath Abshure, Arkansas Securities Commissioner, filed a complaint in the Circuit Court of Cleburne County, Arkansas against Christopher A. Hogan, Crunkland Records, Ltd., and ROLFund.com to seek injunctive relief and relief ancillary to injunctive relief as may be appropriate.
NICK LYNN TECHNOLOGIES, INC., LENDELL EARL HILLHOUSE, SR., AND JAMES ROBIN PACE
04/17/2008
Securities Commissioiner A. Heath Abshure filed a complaint in the Circuit Court of Benton County, Arkansas seeking injunctive relief including an accounting, disgorgement and the assessment of a fine for violations of the Act, including sales of unregistered securities and fraud.
BOARDWALK MORTGAGE GROUP, LLC LICENSE NO. 28263 (FORMERLY KNOWN AS BENTON MORTGAGE GROUP, LLC) SAMUEL AARON MITCHELL LICENSE NO. 31382 KEVIN RYAN ABERNATHY LICENSE NO. 29408
04/02/2008
A Request for Revocation of Licenses and Hearing.