Request for a cease and desist order concerning the offer for sale of unregistered, non-exempt securities through the use of omissions and misstatements of material facts.
Mackrow Asset Management Group and John N. Cucinella
08/16/2018
Request for cease and desist order concerning unregistered broker-dealer and agent activity, as well as the sale of unregistered securities.
AFR Brokerage LLC and Antron F. Ramey
03/28/2018
A request for cease and desist order filed against AFR Brokerage LLC and Antron F. Ramey in connection with alleged unregistered broker-dealer and agent activity, as well as securities fraud.
Yousuf Saljooki
03/09/2018
A complaint filed by the Staff against Yousuf Saljooki to deny an application for registration as a broker-dealer agent.
Osiriso Islam and Desiacs Sandwiches
02/23/2018
A request for cease and desist order filed against Respondents in connection with alleged unregistered activity and securities fraud committed in violation of the Arkansas Securities Act.
Arkansas Air Waves, Inc. and William E. Langston
01/08/2018
A request for cease and desist order filed against the Respondents in connection with alleged unregistered activity and securities fraud committed in violation of the Arkansas Securities Act.
MALIK AKBAR (A.K.A.TYRONE WILLIAMS); AKBAR & ASSOCIATES LEGAL CORPORATION; and INTEGRITY BENEFITS SOLUTION CORP.
10/25/2017
A Request for Cease and Desist Order filed against the Respondents in connection with alleged unregistered activity and securities fraud committed in violation of the Arkansas Securities Act.
OCWEN LOAN SERVICING, LLC NMLS No. 1852 and OCWEN MORTGAGE SERVICING INC., NMLS No. 1089752
04/20/2017
A request for a cease and desist order filed in connection with violations of the Arkansas Fair Mortgage Lending Act.
CHARLES KOCHEL, and YIELD WEALTH
04/11/2017
A complaint filed by the Staff against Charles Kochel and Yield Wealth concerning violations of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner.