Legal Archive - Arkansas Securities Department

Etorort.com

A Cease and Desist Order directing Etorort.com to immediately cease and desist from all money transmitter...

A Request for Cease and Desist Order directing Etorort.com to immediately cease and desist from all...

A Consent Order entered in connection with RBC Capital Market LLC’s failure to establish and maintain...

A Settlement Agreement and Consent Order entered to permanently bar the licensure of Patrick Terrance Donlon...

An Order entered by the Arkansas Securities Commissioner granting a limited agent registration.

A Consent Order entered in connection with LPL Financial LLC’s failure to establish and maintain a...

A Consent Order entered in connection with Edward D Jones & Co., L.P.’s failure to establish...

A Cease and Desist Order directing Brandon Stowe and Home Matrix SaaS to immediately cease and...

A Request for Cease and Desist Order directing the Respondents to immediately cease and desist from...