Clayton A. Thomas
An order entered by the Arkansas Securities Commissioner granting a limited agent registration.
Scott R. Westphal
An order entered by the Arkansas Securities Commissioner granting a limited agent registration.
Gerald H. Johnson
An order entered by the Arkansas Securities Commissioner granting a limited agent registration.
Impact Management Group, Inc.
An Order waiving certain conditions under Ark. Code Ann.§ 23-42-504(A)(9).
Plutus Financial Holdings Inc., Abra Trading, LLC, Plutus Financial Inc., Plutus Lending LLC, and William John Barhydt
A Consent Order entered in connection with unlicensed money transmission activity in Arkansas.
Cirkor Inc.
A Cease and Desist Order directing Cirkor Inc. to immediately cease and desist from all money...
Austin David Mock
An order entered by the Arkansas Securities Commissioner granting a limited agent registration.
Cirkor Inc.
A Request for Cease and Desist Order directing Cirkor Inc. to immediately cease and desist from...
Rush F. Harding III
An Order granting Rush F. Harding III conditional registration as a broker-dealer agent with Carty, Harding...