True Bullion, LLC d/b/a Gold Silver International Exchange, d/b/a GSI Exchange, and Anthony Allen Anderson A Consent Order regarding unregistered investment adviser activity and untrue statements of material fact made in... Read More
Stephens Inc. Order granting a discretionary waiver of Rule 302.02(m)(1)(A) of the Rules of the Arkansas Securities Commissioner... Read More
Robinhood Financial LLC A Consent Order entered in connection with failing to establish and maintain supervisory systems, misrepresenting risks... Read More
ALCOVA Mortgage A request for the Department to issue a no action letter regarding compliance requirements of adverse... Read More
ArkBit Capital LLC, BeefyBit Capital LLC, and NanoX Invest LLC A Cease and Desist Order directing ArkBit Capital LLC, BeefyBit Capital LLC, NanoX Invest LLC, and... Read More
ArkBit Capital LLC, BeefyBit Capital LLC, and NanoX Invest LLC A Request for a Cease and Desist Order directing ArkBit Capital LLC, BeefyBit Capital LLC, NanoX... Read More
Daommo, Inc., dba Surfboard A Consent Order entered against an issuer of securities exempt pursuant to Ark. Code Ann. section... Read More
Stonehenge Technology Labs, Inc. A Consent Order entered against an issuer of securities exempt pursuant to Ark. Code Ann. section... Read More
Nexo Capital Inc. A Consent Order entered in connection with unregistered offers and sales of digital asset investments in... Read More