Naresh Patel
A Consent Order entered against Naresh Patel for acting as an unregistered broker dealer in Arkansas.
BAM Trading Services Inc. D/B/A Binance.US
Agreement with the Arkansas Securities Department, other Participating States and BAM Trading Services Inc. dba Binance.US...
Brock H. McCracken
An order entered by the Arkansas Securities Commissioner granting a limited agent registration.
Clayton A. Thomas
An order entered by the Arkansas Securities Commissioner granting a limited agent registration.
Scott R. Westphal
An order entered by the Arkansas Securities Commissioner granting a limited agent registration.
Gerald H. Johnson
An order entered by the Arkansas Securities Commissioner granting a limited agent registration.
Impact Management Group, Inc.
An Order waiving certain conditions under Ark. Code Ann.§ 23-42-504(A)(9).
Plutus Financial Holdings Inc., Abra Trading, LLC, Plutus Financial Inc., Plutus Lending LLC, and William John Barhydt
A Consent Order entered in connection with unlicensed money transmission activity in Arkansas.
Cirkor Inc.
A Cease and Desist Order directing Cirkor Inc. to immediately cease and desist from all money...