BANKS & ASSOCIATES d/b/a BA CONSULTANTS
Consent order entered in connection with violations of the Arkansas Fair Mortgage Lending Act pertaining to...
GRIFFIN FINANCIAL MORTGAGE, LLC ROBERT GRIFFIN, II AND ROSALYN RICHARDS
Consent order entered in connection with violations of the Arkansas Fair Mortgage Lending Act pertaining to...
RBC CAPITAL MARKETS CORPORATION
Consent order entered in connection with RBC Capital Corporation (“RBC”), a subsidiary of Royal Bank of...
SOUTHWEST FUNDING, LP MARCUS LIONEL DODSON
Consent order entered in connection with violations of the Arkansas Fair Mortgage Lending Act pertaining to...
OBOPAY, INC.
Consent order entered in connection with a violation of the Arkansas Uniform Money Services Act pertaining...
FIRST UNIVERSAL LENDING, LLC
A request for a cease and desist order concerning unlicensed mortgage loan activity.
SISTERS OF MERCY OF THE AMERICAS, INC.
Order exempting securities issued by Sisters of Mercy of the Americas, Inc. pursuant to Ark. Code...
FIRST UNIVERSAL LENDING, LLC
Order directing First Universal Lending, LLC to immediately cease and desist from all mortgage loan activity...
JOHNSON STRATEGIC INVESTMENT ADVISORS, LLC AND RICHARD JOHNSON
Consent order entered in connection with books and records violations of the Arkansas Securities Act and...