LANDAN K. MITCHELL Consent order entered against Landan K. Mitchell revoking his loan officer license, preventing the ability to... Read More
FIRST ARKANSAS INSURANCE/LITTLE ROCK, INC. AND NORTH AMERICAN INSURANCE AGENCY Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12). Read More
WILLIAM O. HALL A request for an order against William O. Hall to cease and desist from all mortgage... Read More
GREENLEAF COMPANIES, LLC, ERIC C. GAGNEPAIN AND MISTY PERKINS A request for a cease and desist order concerning the sale of unregistered securities by Greenleaf,... Read More
DIVERSIFIED LENDING GROUP, INC. BRUCE FRIEDMAN and MICHAEL GARDNER Order finding that Diversified Lending Group, Inc. and Bruce Friedman committed securities fraud in selling unregistered... Read More
FIRST NEVADA MARKETING, INC. STEVEN EDWARD GWIN Order finding that Steven Edward Gwin sold unregistered securities issued by First Nevada Marketing, Inc., as... Read More
JAMES ROBERT CRAWFORD D/B/A SAFETY OF SENIORS, INC. Order directing James Robert Crawford, d/b/a Safety of Seniors, Inc., to cease from acting as an... Read More
DIVERSIFIED LENDING GROUP, LLC An amended request for a cease and desist order 1) finding that all respondents had sold... Read More
JAMES ROBERT CRAWFORD D/B/A SAFETY OF SENIORS, INC. A request for a cease and desist order concerning unregistered investment advisory activities of James Robert... Read More