TIMOTHY ALONZA LILLY, d/b/a/ COVENANT SENIOR ADVISORS, LLC
A Request for a Cease and Desist Order
Policy Statement Regarding Statement on Subprime Mortgage Lending
Arkansas Securities Commissioner A. Heath Abshure has issued this Policy Statement to adopt the Statement on...
Policy Statement Regarding Requests for Informal Advice
Arkansas Securities Commissioner A. Heath Abshure has issued this Policy Statement to provide procedures on how...
BE & K, INC.
A request in which the Department confirms either that the distribution is exempt from registration requirements of the...
MORGAN STANLEY & CO., INC.
Consent order entered in connection with violations of Ark. Code Ann. § 23-42-501 in connection with...
TIMOTHY ALONZA LILLY, DAVID LARRY PUCKETT, JOE A. RICHARDS and FIRST FIDELITY FINANCIAL GROUP OF MAUMELLE, LLC
Request for Cease and Desist Order against respondents for sale of unregistered securities or investment contracts...
TIMOTHY ALONZA LILLY, DAVID LARRY PUCKETT, JOE A. RICHARDS and FIRST FIDELITY FINANCIAL GROUP OF MAUMELLE, LLC
Cease and desist order based on evidence that Lilly, Puckett, Richards and staff associated with them...
TERRY MITCHELL, d/b/a ADVANTAGE FINANCIAL SERVICES
An amended and substituted consent order pursuant to the Arkansas Securities Act, codified at Ark. Code...
AMERIFUND FINANCIAL, INC., d/b/a ALLFUND MORTGAGE, LICENSE NO. 11449
Revocation order for the temporary suspension of a license of Amerifund Financial as a mortgage banker...