QUICK LOAN FUNDING, INC. LICENSE NO. 26203
Order suspending license based on allegations that the respondent failed to comply with the surety bond...
CERTAIN MINORITY SHAREHOLDERS OF LION OIL COMPANY
Order providing a transactional exemption from registration that a proposed offer and sale of capital stock...
CASEY B. MILLER
Order denying loan officer renewal application under FMLA, Ark. Code Ann. § 23-39-501 based on a...
MERRILL LYNCH CLIENT TRANSITION PROGRAM / RETIREES’ CONTINUING COMPENSATION
Request that no enforcement action be taken if Merrill Lynch enters into certain arrangements with departing...
EXEMPTION OF OFFERS AND SALES OF OIL, GAS AND OTHER MINERAL INTERESTS UNDER SELECT CONDITIONS
Order based on request from several persons in the oil and gas industry for exemption for...
ARKANSAS HOUSEWORKS, INC.
Order providing a transactional exemption from registration for a proposed offering and sale of capital stock.
FIRST MAGNUS FINANCIAL CORPORATION, TUSCON, ARIZONA
An order summarily suspending license after allegations that the respondent has engaged in, is engaging in,...
GUS BLASS, III
Order providing transactional exemption from registration under § 23-42-504(a)(8).
T.J. RANEY & SONS, INC.
Request that no enforcement be taken against T.J. Raney & Sons, Inc. (“Raney”) for entering into rental...