UPCHURCH ELECTRICAL SUPPLY COMPANY Order providing a transactional exemption from registration for the proposed offering and sale of capital stock... Read More
JUDY J. DUGGAN, AN UNLICENSED MORTGAGE LOAN BROKER Order to cease & desist based on evidence presented to the Department to conclude that Judy... Read More
MORGAN KEEGAN & COMPANY, INC. Order granting exemption from Rule 308.01(F) of the rules of the Arkansas Securities Commissioner in relation... Read More
WAVE ENERGY CORPORATION, A/K/A WAVE ENERGY, INC., JEFFREY SCOTT RAND AND ALL PERSONS EMPLOYED BY OR OTHERWISE AFFILIATED WITH THAT ENTITY OR JEFFREY SCOTT RAND Cease & Desist Order based on evidence received by the Department which indicates that Wave Energy,... Read More
CREWS AND ASSOCIATES, INC. Order granting exemption from Rule 308.01(F) of the rules oft he Arkansas Securities Commissioner allowing it... Read More
STEPHENS, INC. Order granting exemption from rule 308.01(F) of the Rules of the Arkansas Securities Commissioner allowing it... Read More
SOUTHWEST ARKANSAS WATER SYSTEM, INC. Order providing a transactional exemption from registration on the proposed sale of two bonds pursuant to... Read More
NATIONAL CONSUMER MORTGAGE, LLC; SALVATORE FAVATA A/K/A SAM FAVATA; SANDRA FAVATA, PRESIDENT AND ROBERT BRYANT Order to Cease & Desist based on evidence in possession of the department that indicates that... Read More