SOUTHERN DEVELOPMENT BANCORPORATION, INC. Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12). Read More
FIRST MORTGAGE CORPORATION Cease and Desist Order and revocation of mortgage loan company registration certificate. Read More
DAVID AIMES, STONE SERVICES, STONE SERVICES GROUP, STONE SERVICES FINANCIAL SECURITIES GROUP, AND EACH OF THEIR OFFICERS, EMPLOYEES AND AGENTS Cease and Desist Order. (Please contact the Department for copies of the referenced attachments.) Read More
GUS BLASS, II Order providing a transactional exception from registration pursuant to Ark. Code Ann. § 23-42-504(a)(8). Read More
DWAIN A. NEWMAN, THE NEWMAN FAMILY, LLC AND NATIONAL HOME CENTERS, INC. Order exempting takeover offer pursuant to Ark. Code Ann. § 23-42-108(c). Read More
CALVERT SOCIAL INVESTMENT FOUNDATION Order extending exemption period pursuant to Ark. Code Ann. § 23-42-503(d)(4). Read More
LIBERTY FINANCIAL GROUP, INC., FORT SMITH, ARKANSAS Cease and Desist Order and revocation of mortgage loan company and registration certificate. Read More
THE SECURE GROUP, LLC. Request for response to letter asking if the company’s business activities are now regulated by the... Read More
ARKANSAS SECURITY CAPITAL CORPORATION Request interpretive opinion regarding integration of two 506 Reg D offerings more than 6 months apart... Read More