MORRIS TAX SERVICE, INC. Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12). Read More
GAUDIN & ASSOCIATES, INC. BROOKE INZERELLA Request no action position regarding the waiver of the Series 7 examination for an investment adviser... Read More
S & K QUALITY PLUMBING, INC. Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12). Read More
CITY CYCLES, INC. Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12). Read More
ARKANSAS MORTGAGE LOAN BROKER LICENSING REQUIREMENTS Legal opinion regarding the requirement of a maintainer of a website or bulletin board, where mortgage... Read More
FIRST FINANCIAL PLANNERS, INC.; FFP SECURITIES, INC.; FFP ADVISORY SERVICES, INC. Consent Order. Read More
GUS BLASS, II Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(8). Read More
MILLENNIUM INTERACTIVE TECHNOLOGIES CORP., DAVID HELMSTETTER, LOW KOWAL AND ALL PERSONS EMPLOYED BY OR OTHERWISE AFFILIATED WITH THAT ENTITY OR THOSE PERSONS Cease and Desist Order pursuant to Ark. Code Ann. § 23-42-101, et seq. Read More
EDWIN WELLS SHAVING, INC. Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12). Read More