WELS CHURCH EXTENSION FUND, INC.
Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-503(a)(7).
FENMORE INTERNATIONAL, LTD., LIBERTY FINANCIAL PRODUCERS, LTD.; ANWAR HEIDARY, ROBERT POVEY, JERRY VOSSELMAN, RAYMOND E. MOORE
Cease and Desist Order for sale of unregistered securities, for acting as a broker-dealer and agent...
FAMILY CAPITAL HOLDINGS, INC.; GERALD W. JONES, JOSEPH C. DAVID, JR. AND RON LEDFORD
Cease and Desist Order for sale of unregistered securities.
PRICKETT’S GROCERY, INC.; HORRACE PRICKETT
Order providing a transactional exemption pursuant to Ark. Code Ann. § 23-42-504(a)(12).
GUS BLASS, III
Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(8).
U. S. MORTGAGE, INC.
Cease and Desist Order issued pursuant to Ark. Code Ann. § 23-39-202(b)(1).
STEPHENS INVESTMENT PARTNERS III, LLC.
Order providing a waiver of the number of purchasers pursuant to Ark. Code Ann. § 23-42-504(a)(9)(B).
DUNN INSURANCE AGENCY, INC. CITIZENS BANK AND TRUST WESTERN BANCSHARES, INC.
Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).
J.P. TURNER & COMPANY, LLC., STEPHEN CARCATERRA, AND ALL PERSONS EMPLOYED BY OR OTHERWISE AFFILIATED WITH THE RESPONDENTS WHOSE IDENTITY IS UNKNOWN
Amended Cease and Desist Order for transacting business as a broker-dealer or agent without being registered.