UNIVERSITY ALUMNI FUNDS, LLC
Request for no action position regarding exemption of registration for University Alumni Funds, LLC as a...
HUGHES TRANSPORT, INC.
Request that no enforcement action be taken involving sale of a business pursuant to Rule 504.01(A)(12)(1)...
PROGRESSIVE NATIONAL MORTGAGE COMPANY, LLC.
Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).
ARKANSAS WOMEN’S HEALTH CENTER, INC.
Order providing a transactional exemption pursuant to Ark. Code Ann. § 23-42-504(a)(12).
GRUNTAL & CO., LLC
Request for no action position not to require registration of the retired agents who participate in...
MASTERS FINANCIAL GROUP, INC.
Summary Order suspending registration pursuant to Ark. Code Ann. § 23-42-308(c)(1) and Rule 601.07(B).
ZENITH INVESTMENT GROUP DONALD FOSS AND DENNIS EARL WILLIAMS
Cease and Desist Order for sale of unregistered securities.
CREWS AND ASSOCIATES
Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).
DESIGNS IN GLASS, INC.
Request that no enforcement action be taken involving 100% sale of business, seller will maintain position...