HUGHES TRANSPORT, INC.
Request that no enforcement action be taken involving sale of a business pursuant to Rule 504.01(A)(12)(1)...
PROGRESSIVE NATIONAL MORTGAGE COMPANY, LLC.
Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).
ARKANSAS WOMEN’S HEALTH CENTER, INC.
Order providing a transactional exemption pursuant to Ark. Code Ann. § 23-42-504(a)(12).
GRUNTAL & CO., LLC
Request for no action position not to require registration of the retired agents who participate in...
MASTERS FINANCIAL GROUP, INC.
Summary Order suspending registration pursuant to Ark. Code Ann. § 23-42-308(c)(1) and Rule 601.07(B).
ZENITH INVESTMENT GROUP DONALD FOSS AND DENNIS EARL WILLIAMS
Cease and Desist Order for sale of unregistered securities.
CREWS AND ASSOCIATES
Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).
DESIGNS IN GLASS, INC.
Request that no enforcement action be taken involving 100% sale of business, seller will maintain position...
MARK VIII CORPORATION – JAMES MOORE
Requesting no action that registration as an investment adviser is not needed when advice is given...