Edison Nation, Inc. f/k/a Xspand Products Lab, Inc. Consent order entered against an issuer of securities covered by Regulation A, Tier 2 for a... Read More
Wilshire-Pennington Group, Inc. Benjamin Daniel Kennedy III, and Benjamin Daniel Kennedy IV Consent order entered for multiple violations of the Arkansas Securities Act and Rules of the Arkansas... Read More
Chastain Financial, LLC, Carla Chastain, and Stephen B. Chastain A cease and desist order ordering Chastain Financial, LLC, Carla Chastain and Stephen B. Chastain to... Read More
Chastain Financial, LLC, Carla Chastain and Stephen B. Chastain A request for a cease and desist order ordering Chastain Financial, LLC, Carla Chastain and Stephen... Read More
Joshua Matthew Brock Order entered by the Arkansas Securities Commissioner granting limited agent registration. Read More
Opportunity Matters Arkansas A request for the Department to issue a no action letter concerning the claim of exemption... Read More
Licensure of Keith Douglas Brooks with State Farm Bank, F.S.B. Order approving licensure of Douglas Brooks with State Farm Bank, F.S.B. Read More
Southern Bancorp Community Partners A request for the Department to issue a no action letter concerning the claim of exemption... Read More
Licensure of Melvin K. Padgett with State Farm Bank, F.S.B. Order approving licensure of Melvin K. Padgett with State Farm Bank, F.S.B. Read More