REGISTRANT NOTICE – Temporary Regulatory Relaxation
REGISTRANT NOTICE – Temporary Regulatory Relaxation The thoughts of our Staff are with industry in Arkansas...
FTC Issues List of Top Scams of 2022
Please click the following link for further details and a full listing of the FTC’s top...
The Arkansas Securities Department joins $22.5 million multistate securities settlement against crypto platform Nexo Capital Inc.
Date: February 7, 2023 FOR IMMEDIATE RELEASE LITTLE ROCK – The Arkansas Securities Department (ASD) recently...
Investor Alert: Self Directed IRAs and the Risk of Fraud
Investor Alert to warn investors of potential risks associated with self-directed Individual Retirement Accounts (self-directed IRAs).
Securities Renewals 2023
Annual Registration Renewal Fees Due Securities dealer and investment adviser registrations and notice filings for investment...
Bankruptcy Cases Highlight Risks of Cryptocurrencies
LITTLE ROCK—The Arkansas Securities Department (ASD) cautions Arkansans to exercise extreme caution when deciding to invest,...
The ASD shares resources for new job
LITTLE ROCK – The Arkansas Securities Department (ASD) offers resources from the Investor Protection Trust for...
Investor Resilience – World Investor Week 2022
Little Rock, Ark.— The Arkansas Securities Department announced Monday that it will emphasize the importance of...
Investment Scams in the Metaverse: How to Protect Yourself from Losing Real Money in the Virtual World
The Arkansas Securities Department has issued a new investor advisory entitled “Investment Scams in the Metaverse:...