Order vacating suspension of license.
SOUTHWEST FUNDING, LP, F/K/A TEXAS RESIDENTIAL MORTGAGE, LP, DALLAS, TEXAS
09/09/2004
COACHELLA VALLEY MORTGAGE CENTER D/B/A FINANCIAL HERITAGE; AND DIANA GUCCIARDO, D/B/A/ FINANCIAL HERITAGE AND D/B/A/ SAFE MONEY MANAGEMENT
08/31/2004
Order to vacate portion of Order No. C-04-054-04-CD01 pertaining to Diana Gucciardo.
MARK G. JACKSON, LOAN OFFICER’S LICENSE NO. 15600, AS AN EMPLOYEE OF KINGRIDGE FINANCIAL MORTGAGE
08/31/2004
Order suspending loan officer license.
CREWS AND ASSOCIATES, INC.
08/12/2004
Order granting exemption from Rule 308.01(F) of the Rules oft he Arkansas Securities Commissioner allowing the company to bid on the purchase of bonds for school districts for which is acts as a fiscal agent.
THOUSAND ONE LLC
07/06/2004
Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).
U.S. MORTGAGE, LAS VEGAS, NEVADA
06/21/2004
Order to vacate Order No. C-04-025-04-OR01.
ARKANSAS SECURITY CAPITAL CORPORATION
06/17/2004
Amended and Substituted Order declaring registration effective pursuant to Ark. Code Ann. § 23-42-403.
INVESTORS TRADING CORPORATION, D/B/A OXFORD FINANCIAL GROUP, JAMES WILLARD CLARK AND DANIEL FORREST BARRETT
06/15/2004
Consent Order pursuant to Ark. Code Ann. § 23-42-308(a)(2)(J)(Repl. 2000).
INVESTORS TRADING CORPORATION, D/B/A OXFORD FINANCIAL GROUP, JAMES WILLARD CLARK, AND DANIEL FORREST BARRETT
06/15/2004
Final Order revoking licenses of Oxford Financial Group and Daniel Forrest Barrett.