Consent order entered in connection with violations of the Rules of the Arkansas Securities Commissioner concerning the Respondent’s failure to timely update and amend Form U4.
JKV Access Fund, LLC
10/30/2020
Consent order entered against an issuer of securities exempt pursuant to Ark. Code Ann. §23-42-504(a)(13) and Rule 504.01(a)(13)(N) for a late filing with the Department.
LEGALBITCOINMINING.COM
10/21/2020
A cease and desist order directing the respondent to stop committing securities fraud in connection with unregistered broker-dealer and investment adviser activity and the offer or sale of securities in Arkansas.
HRH Financial, LLC and Houston Ray Harrison
10/14/2020
Consent order entered in connection with violations of the Arkansas Securities Act concerning unsuitable securities recommendations, misstatements of material information, and unregistered agent activity.
Registration of James Mat Fowler with Highlands Residential Mortgage, LTD.
09/15/2020
Order approving registration of James Mat Fowler with Highlands Residential Mortgage, LTD.
CourtAvenue, LLC
08/28/2020
Consent order entered against an issuer of securities exempt pursuant to Ark. Code Ann. §23-42-504(a)(13) and Rule 504.01(a)(13)(N) for a late filing with the Department.
McGehee Capital Management, Inc. and Stewart Bruce McGhee
08/18/2020
Consent order entered to suspend the registrations of the Respondents in connection of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner.
Janice Kibler
08/13/2020
Order entered by the Arkansas Securities Commissioner granting limited agent registration.
VEKX Global, LLC
07/08/2020
A cease and desist order directing the respondent to stop committing securities fraud in connection with unregistered investment adviser activity and the offer or sale of securities in Arkansas.