A Consent Order entered in connection with unlicensed money transmitter activity.
Plutus Financial Holdings Inc., Plutus Financial Inc., Plutus Lending LLC, Abra Boost LLC, and William “Bill” Barhydt
06/03/2024
A Consent Order entered in connection with offers and sales of unregistered securities in violation of the Arkansas Securities Act.
Truvian Sciences, Inc. – Series C
04/01/2024
A Consent Order entered against an issuer of securities exempt pursuant to Ark. Code Ann. section 23-42-504(a)(13) and Rule 504.01(a)(13)(N) for a late filing with the Department.
Clarified, Inc. d/b/a Tumble
02/07/2024
A Consent Order entered concerning the failure to file a proof of exemption pursuant to Ark. Code Ann. Section 23-42-504(a)(9) and Rule 504(a)(9)(A).
TradeStation Crypto, Inc.
02/07/2024
A Consent Order entered in connection with unregistered offers and sales of digital asset investments in violation of the Arkansas Securities Act.
Raudel Arteaga
01/09/2024
An Order entered by the Arkansas Securities Commissioner granting a limited agent registration.
Laura Ginn
01/09/2024
An Order entered by the Arkansas Securities Commissioner granting a limited agent registration.
Thomas Edward Stanton
12/13/2023
An Order entered by the Arkansas Securities Commissioner granting a limited agent registration.
Rhonda J. Hopewell
12/13/2023
An Order entered by the Arkansas Securities Commissioner granting a limited agent registration.