Cease and desist order directing OdioWorks, LLC d/b/a DinarProfits.com to immediately cease and desist from all currency exchange activity in the State of Arkansas until properly licensed.
ON2LOCATE, INC.
04/05/2011
Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner as a notice filer for covered securities failed to file its Form D with the Department within the required time frame after the first sale in Arkansas.
JULIA YOUNGBLOOD
03/30/2011
A consent order finding that Julia Youngblood conducted unauthorized outside business activity in violation of Ark. Code Ann. § 23-42-308(a)(2)(G) and Rule 308.01(R) of the Rules of the Arkansas Securities Commissioner.
JOHN BLAKE-ZUNIGA
03/30/2011
A consent order finding that John Blake-Zuniga conducted unauthorized outside business activity in violation of Ark. Code Ann. § 23-42-308(a)(2)(G) and Rule 308.01(R) of the Rules of the Arkansas Securities Commissioner.
IRX THERAPEUTICS, INC.
03/23/2011
Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner as a notice filer for covered securities failed to file its Form D with the Department within the required time frame after the first sale in Arkansas.
NYTEX ENERGY HOLDINGS, INC.
03/22/2011
Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner as a notice filer for covered securities failed to file its Form D with the Department within the required time frame after the first sale in Arkansas.
BRIDGEHAMPTON LONG EQUITY FUND LLC
03/22/2011
Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner as a notice filer for covered securities failed to file its Form D with the Department within the required time frame after the first sale in Arkansas.
TIQARI TRADING COMPNAY, LLC, WALTER “JACK” YOUNGBLOOD, and JAMES C. HARVEY
03/11/2011
Cease and desist order concerning the sale of unregistered securities and securities fraud in violation of the Arkansas Securities Act.
HIGHLANDER PARTNERS HEALTHCARE FUND LP
03/10/2011
Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner as a notice filer for covered securities failed to file its Form D with the Department within the required time frame after the first sale in Arkansas.