All Orders

Order denying application of a felony conviction for a crime involving fraud under the Fair Mortgage Lending Act.

Order providing a transactional exemption from registration and permission to pay commission pursuant to Ark. Code Ann. § 23-42-504(a)(12).

Cease & Desist Order stemming from information and documentation indicating that the respondent has engaged in certain mortgage loan brokering activities in Arkansas without a license to engage in such activities which is in violation of the Arkansas Fair Mortgage Lending Act, Ark. Code Ann. § 23-39-501.

Order renewing registration pursuant to Ark. Code Ann. § 23-42-404(k).

Securities Order providing a waiver of certain provisions of the exemption pursuant to Ark. Code Ann. § 23-42-503(A)(9) regarding the proposed sale of shares in Ouachita Regional Diagnostic & Surgery Center, inc. to certain qualified investors.

Order granting exemption from Rule 308.01(F) of the Rules of the Arkansas Securities Commissioner as it relates to school bonds offered by the school districts for which it is a fiscal agent.

Cease & Desist Order based on evidence in possession of the Department that indicates that Marcus Smith, Rex White, Tal Capital Management, and Tal Group have violated provisions of the Arkansas Securities Act, Ark. Code Ann. § 23-42-101.

Cease & Desist Order based on information the Department received concerning Arthur Driver indicating the respondent had engaged in certain mortgage loan activities in violation of the FMLA, Ark. Code. Ann. § 23-39-501.

Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(8).