All Orders

Order renewing registration pursuant to Ark. Code Ann. § 23-42-404(k).

Securities Order providing a waiver of certain provisions of the exemption pursuant to Ark. Code Ann. § 23-42-503(A)(9) regarding the proposed sale of shares in Ouachita Regional Diagnostic & Surgery Center, inc. to certain qualified investors.

Order granting exemption from Rule 308.01(F) of the Rules of the Arkansas Securities Commissioner as it relates to school bonds offered by the school districts for which it is a fiscal agent.

Cease & Desist Order based on evidence in possession of the Department that indicates that Marcus Smith, Rex White, Tal Capital Management, and Tal Group have violated provisions of the Arkansas Securities Act, Ark. Code Ann. § 23-42-101.

Cease & Desist Order based on information the Department received concerning Arthur Driver indicating the respondent had engaged in certain mortgage loan activities in violation of the FMLA, Ark. Code. Ann. § 23-39-501.

Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(8).

Order granting exemption from Rule 308.01(F) of the Rules of the Arkansas Securities Commissioner allowing the company to bid on the purchase of bonds for school districts for which it acts as a fiscal agent.

Order granting exemption from Rule 308.01(F) of the Rules oft he Arkansas Securities Commissioner allowing the company to bid on the purchase of bonds for school districts for which is acts as a fiscal agent.

Order directing investigation and empowering officers based on evidence indicating that Gary Smith & Rex White have violated various sections of the Arkansas Securities Act under Ark. Code Ann. § 23-42-301(a) and §23-42-507.