Order renewing registration pursuant to Ark. Code Ann. § 23-42-404(k).
STEPHENS, INC.
12/30/2004
Order granting exemption from rule 308.01(F) of the Rules of the Arkansas Securities Commissioner in relation to school bonds offered by school districts for which it serves as a fiscal agent.
MORGAN KEEGAN COMPANY, INC.
12/30/2004
Order granting exemption from Rule 308.01(F) of the Rules of the Arkansas Securities Commissioner in relation to school bonds for school districts for which it serves as a fiscal agent.
PARK HILL INVESTMENTS, INC.
12/29/2004
Order providing a transactional exemption from registration on the proposed offering and sale of stock of Park Hill Investments, Inc. to Clay Crain pursuant to Ark. Code Ann. §23-42-504(a)(12).
CREWS AND ASSOCIATES, INC.
12/29/2004
Order granting exemption from rule 308.01(F) of the Rules of the Arkansas Securities Commissioner in relation to school bonds offered by school districts for which it serves as a fiscal agent.
ALBERT JOSEPH GORNATTI, JR
12/29/2004
Consent Order entered pursuant to Ark. Code Ann. § 23-42-101 in full settlement of all claims that could be brought against Albert Joseph Gornatti Jr. by the staff for misappropriated funds.
CITY PLUMBING AND ELECTRIC, INC.
12/29/2004
Order providing a transactional exemption from registration on the proposed offering and sale of stock in City Plumbing and Electric, Inc. to Richard Bonte, Ronald Carroll and Elwen Guthrie pursuant to Ark. Code Ann. §23-42-504(a)(12).
OTOLARYNGOLOGY AND FACIAL SURGERY CENTRE OF NORTHEAST ARKANSAS, P.A.
12/22/2004
Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).
WEBB FINANCIAL SERVICES, WILLIAM WESLEY “BILL” WEBB III AND WILLIAM WESLEY HODGES
12/07/2004
Cease and Desist Order pertaining to the offer or sale of investment contracts and other unregistered securities.