All Orders

Cease & Desist Order based on evidence received by the Department which indicates that Fortress Foundation, Inc., Leroy Hoback, O. Bruce Mikell, G.T. Funds, Inc., Raymond M. Streig, William Schwerdtfeger, Gloria N. Streig, Ra’nic Streig Schwerdtfeger violated provisions of the Arkansas Securities Act, codified at Ark. Code Ann. § 23-42-101.

Cease & Desist Order and Revocation of a mortgage broker license base on evidence presented to the commissioner showing that First American Mortgage Securities of Arkansas, Inc. failed to comply with the provisions of the Fair Mortgage Lending Act, Ark. Code Ann. § 23-39-501.

Order providing a transactional exemption from registration for the proposed offering and sale of capital stock of David South Farms, Inc. to Drew Davis pursuant to Ark. Code Ann. § 23-42-504(a)(12).

Consent Order entered pursuant to the provisions of FMLA, Ark. Code Ann. § 23-39-501 based on findings that Shirlena L. Wright materially misstated her responses to her application for a loan officer license.

Order providing a transactional exemption from registration on a proposed offering and sale of common stock of HSA Engineering Consulting Services, Inc. to Robert P. May pursuant to Ark. Code Ann. § 23-42-504(a)(12).

Order providing a waiver of certain provisions of the exemption pursuant to Ark. Code Ann. § 23-42-504(a)(9) on the proposed sale of common stock in Ouachita Regional Diagnostic & Surgery Center, Inc. d/b/a HealthPark Hospital to certain qualified investors.

Order renewing registration pursuant to Ark. Code Ann. § 23-42-404(k).

Order granting exemption from rule 308.01(F) of the Rules of the Arkansas Securities Commissioner in relation to school bonds offered by school districts for which it serves as a fiscal agent.

Order granting exemption from Rule 308.01(F) of the Rules of the Arkansas Securities Commissioner in relation to school bonds for school districts for which it serves as a fiscal agent.