All Orders

Order providing a waiver of certain provisions of the exemption pursuant to Ark. Code Ann. § 23-42-504(a)(9) regarding the proposed sale of shares of limited partnership interests, coupled with the execution of a limited guaranty, guaranteeing limited repayment of a loan to be used in connection with the development in Mystic Creek Development Company Limited Partnership.

Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(8).

Amended Order providing a transactional exemption from registration for a proposed offering and sale of shares of stock in B & N Aviation, Inc. under Ark. Code Ann. § 23-42-504(a)(12).

Order providing a transactional exemption from registration for a proposed offering and sale of common stock of Handcut Steaks of Popular Bluff, Inc. to determine exemption pursuant to Ark. Code Ann. § 23-42-504(a)(12).

Order directing investigation and empowering officers based on evidence that Gary Wright has violated various sections of the Arkansas Securities Act including Ark. Code Ann. § 23-42-301(a) and Ark. Code Ann. § 23-42-507.

Cease & Desist Order based on evidence that Michael Kent Zedlitz has violated certain provisions of the Arkansas Securities Act, codified at Ark. Code Ann. §23-42-101.

Order providing a waiver of certain provisions of the exemption pursuant to Ark. Code Ann. §23-42-504(a)(9) for the proposed sale of member interests in Jefferson Surgery Center PLLC to certain qualified individuals.

Consent Order regarding the issue of Deutsche Bank failing to reasonably supervise research analysts’ activities and to establish procedures to guard against improper conduct.

Consent Order pursuant to Ark. Code Ann. § 23-42-101 in full settlement of all claims that could be brought against Tommy Lee Ruff, Carla Lea Chastain, and First Financial Brokerage Services, Inc. by the Department.