Cease and desist order concerning fraudulent and unregistered investment adviser activity and fraud in the offer or sale of securities by one unregistered to offer or sell securities.
Licensure of Quicken Loans, Inc. Branch 1723 North University Avenue Little Rock, AR
04/02/2020
Order approving Quicken Loans, Inc., Branch 1723 North University Avenue Little Rock, AR.
Bagby Financial Services, Inc.
03/27/2020
Consent order entered with the Respondent to resolve issues with an unregistered branch location in Arkansas.
Licensure of Quicken Loans, Inc. Branch 620 E. Henri De Tonti Blvd., Suite B Springdale, AR
03/26/2020
Order approving licensure of Quicken Loans, Inc, Branch 620 E. Henri De Tonti Blvd., Suite B, Springdale, AR.
Licensure of Quicken Loans, Inc., Branch 1556 Highway 62/412 Highland, AR
03/26/2020
Order approving licensure of Quicken Loans, Inc., Branch 1556 Highway 62/412 Highland, AR.
Amanda Gerner
03/24/2020
Order entered by the Arkansas Securities Commissioner granting limited agent registration.
Metals.com A/K/A TMTE Inc. A/K/A Chase Metals, Inc. A/K/A Chase Metals, LLC
03/09/2020
A cease and desist order concerning unregistered investment adviser activity and the sale of securities through the omission of material information.
Fayne Trucking, LLC and Maurice Fayne
03/09/2020
Cease and desist order concerning the sale of fraudulent, unregistered securities.
Marcdavid Green Solutions Company
03/09/2020
Consent order regarding the sale of unregistered securities.