Order approving licensure of Brynn Anthony Hobbs with State Farm Bank, F.S.B.
CapRocq Core Holdings, L.P.
02/28/2018
Consent order entered against an issuer of covered securities for a late notice filing with the Department.
Osiriso Islam and Desiacs Sandwiches
02/23/2018
A cease and desist order directing Respondents to stop engaging in unregistered securities activity and to refrain from committing securities fraud in connection with the offer and or/sale of securities in Arkansas.
Phillips Edison Grocery Center REIT II, Inc.
02/22/2018
Consent order entered concerning the failure to file proofs of exemption pursuant to Ark. Code Ann. §23-42-504(a)(10).
KBS Real Estate Investment Trust III, Inc.
02/22/2018
Consent order entered concerning the failure to file proofs of exemption pursuant to Ark. Code Ann. §23-42-504(a)(10).
Licensure of Keith Douglas Brooks withy State Farm Bank, F.S.B.
02/20/2018
Order approving licensure of Keith Douglas Brooks with State Farm Bank, F.S.B.
RealtyShares 334, LLC RealtyShares 336, LLC RealtyShares 347, LLC
02/20/2018
Consent order entered against three issuers of covered securities for late notice filings with the Department.
KBS Strategic Opportunity REIT, Inc.
02/15/2018
Consent order entered concerning the failure to file proofs of exemption pursuant to Ark. Code Ann. §23-42-504(a)(10).