Consent order entered concerning violations of the Arkansas Securities Act involving the solicitation and sale of unregistered securities.
Frazier Blankenship, and Game Change Global Technology & Distribution, LLC
12/13/2017
Yield Wealth and Charles Kochel
11/27/2017
Consent order entered in connection with violations of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner.
First Standard Financial Company, LLC
11/21/2017
A Consent Order entered in connection with violations of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner concerning the failure to provide information pursuant to written requests from the Department’s Staff.
Aurora Financial Group, Inc.
11/02/2017
Consent order entered in connection with unlicensed mortgage loan servicing activity in violation of the Arkansas Fair Mortgage Lending Act.
Cadron Capital Partners LLC and Cadron Capital Partners Fund Manager LLC
10/30/2017
Order approving a limited registration for Cadron Capital Partners Fund Manager to transact business as an adviser to the private fund operated by Cadron Capital Partners.
Malik Akbar (a.k.a. Tyrone Williams); Akbar & Associates Legal Corporation; and Integrity Benefits Solution Corp.
10/25/2017
A Cease and Desist Order directing the Respondents to stop engaging in unregistered securities activity and to refrain from committing securities fraud in connection with the offer or sale of any security in Arkansas.
Licensure of Dustin Heath Cooley with State Farm Bank, F.S.B.
10/25/2017
Order approving licensure of Dustin Heath Cooley, with State Farm Bank, F.S.B.
Kimberly Dawn Smith
10/19/2017
Consent order entered concerning violations of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner involving a failure to follow the firm’s compliance policy.
Ocwen Loan Servicing, LLC and Ocwen Mortgage Servicing Inc.
10/16/2017
Consent order entered in final settlement of Cease and Desist Order No. C-14-0020-17-OR02 dated April 20, 2017, in connection with stated violations of the Arkansas Fair Mortgage Lending Act.