Order approving licensure of Patrick Carter Ford with State Farm Bank, F.S.B.
SCOTT BRIAN PAGE
10/15/2014
Order approving a limited agent registration for Scott Brian Page.
NIAZ ELMAZI
10/13/2014
Consent order entered in connection with violations of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner.
DSI-ITI, LLC
10/13/2014
Consent order entered in connection with unlicensed money transmission activity in violation of the Arkansas Money Services Act.
XCHANGE OF AMERICA, LLC and XCHANGE OF AMERICA, INC.
09/24/2014
Consent order entered in connection with unlicensed money transmission activity in violation of the Arkansas Money Services Act.
LICENSURE OF BRANDY RAY ANN CHEVALLIER WITH STATE FARM BANK, F.S.B.
09/23/2014
Order approving licensure of Brandy Ray Ann Chevallier with State Farm Bank, F.S.B.
BRENTWOOD INVESTMENTS, LLC
09/23/2014
Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner as a notice filer failed to file its Form D with the Department within the required time frame after the first sale in Arkansas.
REGISTRATION OF WILLIAM SWANNER WITH RIDGEWAY & CONGER, INC.
09/12/2014
Order entered granting limited broker-dealer agent registration for William Swanner with Ridgeway & Conger, Inc.
LICENSURE OF BRIAN CHRISTOPHER BAILEY WITH STATE FARM BANK, F.S.B.
09/09/2014
Order approving licensure of Brian Christopher Bailey with State Farm Bank, F.S.B.