Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner as a notice filer for covered securities failed to file its Form D with the Department within the required time frame after the first sale in Arkansas.
ADDAX MINERALS FUND 2012, LP
09/08/2014
Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner as a notice filer for covered securities failed to file its Form D with the Department within the required time frame after the first sale in Arkansas.
RANDALL R. LYLE; NORTHWESTERN VENTURES, LLP, AND SOUTH PLATTE ENERGY, LLC
09/05/2014
A cease and desist order issued in connection with the sale of unregistered securities and securities fraud.
AXXESS COMPOUNDING, LP
08/28/2014
Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner as a notice filer for covered securities failed to file its Form D with the Department within the required time frame after the first sale in Arkansas.
LICENSURE OF DENNIA DEON BEARD WITH STATE FARM BANK, F.S.B.
08/26/2014
Order approving licensure of Dennia Deon Beard with State Farm Bank, F.S.B.
OXFORD CITY FOOTBALL CLUB, INC.
08/25/2014
Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner as a notice filer for covered securities failed to file its Form D with the Department within the required time frame after the first sale in Arkansas.
WILLIAM DAVID CRAIN
08/15/2014
The Pulaski County Circuit Court grants an order dismissing complaint filed against William David Crain.
CITIMORTGAGE, INC.
08/14/2014
An order pertaining to violations of the Arkansas Fair Mortgage Lending Act concerning unlicensed mortgage loan servicing activity.
WILLIAM DAVID CRAIN
08/11/2014
Consent order entered concerning multiple violations of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner.