Consent order entered in connection with sales of unregistered MexBank pooled investments in violation of the Arkansas Securities Act.
JAMES B. NUTTER & COMPANY
07/25/2011
Consent order entered in connection with violations of the Arkansas Fair Mortgage Lending Act.
NATURALSHRIMP HOLDINGS, INC.
07/21/2011
Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner as a notice filer for covered securities failed to file its Form D with the Department within the required time frame after the first sale in Arkansas.
21ST MORTGAGE CORPORATION
07/11/2011
Consent order entered in connection with unlicensed loan officer activity in violation of the Arkansas Fair Mortgage Lending Act.
KRISELL OIL COMPANY, INC. and LEONARD KRISELL
07/06/2011
Consent order entered in connection with violations of the Arkansas Securities Act.
BROOKSIDE MORTGAGE, LLC
06/24/2011
Consent order entered in connection with unlicensed mortgage loan activity in violation of the Arkansas Fair Mortgage Lending Act.
TRADING BLOCK HOLDINGS, INC.
06/13/2011
Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner as a notice filer for covered securities failed to file its Form D with the Department within the required time frame after the first sale in Arkansas.
HARRELL FINANCIAL SOLUTIONS
06/13/2011
Consent order entered in connection with Harrell Financial Solutions late filing of financial statements with the Department.
GID ASSOCIATES, INC. D/B/A GIDASSOCIATES.COM, GETIRAQIDINAR.COM, AND USACURRENCYEXCHANGE.COM
06/13/2011
Consent Order entered in connection with unlicensed currency exchange activity in violation of the Arkansas Money Services Act.