Consent order entered in connection with Premier Home Mortgage, Inc.’s late filing of an annual report with the Department
MERCHANTS MORTGAGE & TRUST CORPORATION, LLC
04/29/2011
Consent order entered in connection with Merchants Mortgage & Trust Corporation, LLC’s late filing of an annual report with the Department.
LIFESONG DEVELOPMENT GROUP, LLC d/b/a DEALORBUYDINAR.COM
04/20/2011
Consent order in connection with unlicensed currency exchange activity in violation of the Arkansas Money Services Act.
DINAR XCHANGE d/b/a BET ON IRAQ.COM
04/19/2011
Consent order entered in connection with unlicensed currency exchange activity in violation of the Arkansas Money Services Act.
DEBARTOLO OPPORTUNITY FUND I, LP
04/18/2011
Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner as a notice filer for covered securities failed to file its Form D with the Department within the required time frame after the first sale in Arkansas.
DINAR TRADE, INC.
04/14/2011
Consent order entered in connection with unlicensed currency exchange activity in violation of the Arkansas Money Services Act.
DTIF, INC. d/b/a EDINAR FINANCIAL
04/12/2011
Cease and desist order directing DTIF, Inc. d/b/a eDinar Financial to immediately cease and desist from all currency exchange activity in the State of Arkansas until properly licensed.
Advisors Disciplined Trust 440 (Tactical Income Closed-End Portfolio, Series 10)
04/11/2011
Consent order entered against a unit investment trust violating Ark. Code Ann. §23-42-509 by failing to file an amendment increasing the amount of securities proposed to be offered in Arkansas until after the sales were made.
Claymore Securities Defined Portfolios, Series 637 (Global Water Equities Portfolio, Series 17)
04/11/2011
Consent order entered against a unit investment trust violating Ark. Code Ann. § 23-42-509 by failing to file an amendment increasing the amount of securities proposed to be offered in Arkansas until after the sales were made.