A consent order finding that John Blake-Zuniga conducted unauthorized outside business activity in violation of Ark. Code Ann. § 23-42-308(a)(2)(G) and Rule 308.01(R) of the Rules of the Arkansas Securities Commissioner.
IRX THERAPEUTICS, INC.
03/23/2011
Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner as a notice filer for covered securities failed to file its Form D with the Department within the required time frame after the first sale in Arkansas.
NYTEX ENERGY HOLDINGS, INC.
03/22/2011
Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner as a notice filer for covered securities failed to file its Form D with the Department within the required time frame after the first sale in Arkansas.
BRIDGEHAMPTON LONG EQUITY FUND LLC
03/22/2011
Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner as a notice filer for covered securities failed to file its Form D with the Department within the required time frame after the first sale in Arkansas.
TIQARI TRADING COMPNAY, LLC, WALTER “JACK” YOUNGBLOOD, and JAMES C. HARVEY
03/11/2011
Cease and desist order concerning the sale of unregistered securities and securities fraud in violation of the Arkansas Securities Act.
HIGHLANDER PARTNERS HEALTHCARE FUND LP
03/10/2011
Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner as a notice filer for covered securities failed to file its Form D with the Department within the required time frame after the first sale in Arkansas.
FISHNATURE, INC.
02/23/2011
Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner as a notice filer for covered securities failed to file its Form D with the Department within the required time frame after the first sale in Arkansas.
TEMPUS CONSULTING, INC.
02/08/2011
Consent order entered in connection with unlicensed money services activity in violation of the Arkansas Money Services Act.
THE HOME BUSINESS CORPORATION d/b/a EMAILWE.COM COMMUNICATIONS; DARELL WOODARD; AND MARVIN JACKSON
02/07/2011
Cease and desist order directing The Home Business Corporation d/b/a Emailwe.com Communications; Darell Woodard and Marvin Jackson to cease and desist from selling and/or offering unregistered securities and engaging in any fraudulent activity in connection with the offer or sale of any securities in Arkansas.