Cease and desist order concerning unlicensed money transmission activity in violation of the Arkansas Money Services Act.
SELECT DEBT SOLUTIONS, INC.
02/03/2011
A cease and desist order pertaining to violations of the Arkansas Fair Mortgage Lending Act concerning unlicensed mortgage loan modification activity and the collection of advanced fees by Select Debt Solutions, Inc.
NATIONAL RELIEF GROUP, INC.
02/03/2011
A cease and desist order pertaining to violations of the Arkansas Fair Mortgage Lending Act concerning unlicensed mortgage loan modification activity and the collection of advanced fees by National Relief Group, Inc.
STERLING CURRENCY GROUP, LLC d/b/a DINAR BANKER.COM
02/03/2011
Consent order entered in connection with unlicensed currency exchange activity in violation of the Arkansas Money Services Act.
ARKANSAS FAIR MORTGAGE LENDING ACT, ARK. CODE ANN. § 23-39-506(a)(2)
01/31/2011
Order prescribing the process and form for the 2011 annual mortgage activity report.
REGISTRATION OF RONALD J. CLAYTON, WITH FIRST FINANCIAL EQUITY CORPORATION
01/28/2011
Order approving limited agent registration for Ronald J. Clayton with First Financial Equity Corporation.
OZOFII ACCESS LTD.
01/12/2011
Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner as a notice filer for covered securities failed to file its Form D with the Department within the required time frame after the first sale in Arkansas.
GOLDMAN, SACHS & CO.,
12/28/2010
Consent order entered in connection with Goldman, Sachs & Co., in settlement of an investigation into the auction rate securities market activities of Goldman Sachs and where Goldman Sachs agreed to buy back auction rate securities from Arkansas investors and pay a fine.
CAREVIEW COMMUNICATIONS, INC.
12/22/2010
Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner as a notice filer for covered securities failed to file its Form D with the Department within the required time frame after the first sale in Arkansas.