Consent order entered in connection with books and records violations of the Arkansas Securities Act and Rules imposing a fine.
APPLE TREE INVESTMENTS, INC., JOHN STEVEN KIEFER, AND MITCH TAPSON
12/08/2009
Consent order imposing fines and sanctions against Apple Tree Investments, Inc., Steve Kiefer, and Mitch Tapson.
PERSONALIZED MORTGAGES, INC.
12/07/2009
Consent order entered in connection with violations of the Arkansas Fair Mortgage Lending Act pertaining to unlicensed mortgage loan activity.
SIGNATURE LENDING OF ARKANSAS, INC. LICENSE NO. 21419
11/19/2009
Consent order entered in connection with Signature’s late filing of a financial statement with the Department.
ALLIED HOME MORTGAGE CAPITAL CORPORATION
11/06/2009
Consent order entered in connection with violations of the Arkansas Fair Mortgage Lending Act pertaining to unlicensed mortgage loan activity.
SOUTHERN MORTGAGE COMPANY OF ARKANSAS LICENSE NO. 10624
11/02/2009
Consent order entered in connection with the failure to supervise a mortgage loan officer employed by Southern Mortgage Company of Arkansas.
TIMOTHY ALONZA LILLY, DAVID LARRY PUCKETT, JOE A. RICHARDS, AND FIRST FIDELITY FINANCIAL GROUP OF MAUMELLE, LLC
10/27/2009
An order issued after a hearing on cease and desist order No. S-08-043-08-CD01, issued on May 23, 2008. As to the Respondents Timothy Alonza Lilly, David Larry Puckett and First Fidelity Financial Group of Maumelle, LLC, the order is affirmed. As to the Respondent Joe A. Richards the order is vacated.
GATEWAY MORTGAGE GROUP, LLC LICENSE NO. 11976
10/26/2009
Consent order entered in connection with violations of the Arkansas Fair Mortgage Lending Act pertaining to unlicensed mortgage loan activity.
COMMUNITY HOME FINANCIAL SERVICES, INC. LICENSE NO. 12000
10/15/2009
Consent order entered in connection with Community Home Financial Services, Inc.’s late filing of an audited financial statement with the Department.