Order directing Ensurapet, Inc., F/K/A Vsurance, Inc., W. Russell Smith, John Mathis Lile, III, Robert Morgan Pile, and Jay W. Davidson to cease and desist from the offering and or sale of unregistered securities as well as the sale of securities by an unregistered agent, William Russell Smith.
ENSURAPET, INC., F/K/A VSURANCE, INC., W. RUSSELL SMITH, JOHN MATHIS LILE, III, ROBERT MORGAN PILE, AND JAY W. DAVIDSON
06/18/2009
JOHN W. RUSTIN, JR.
06/09/2009
Order finding that John W. Rustin, Jr. had sold unregistered securities and committed securities fraud and ordering him to cease and desist from such activities.
GREENLEAF COMPANIES, LLC, ERIC C. GAGEPAIN AND MISTY PERKINS
06/02/2009
Order directing Greenleaf Companies, LLC, Eric C. Gagepain and Misty Perkins to cease and desist from offering and/or selling unregistered securities in Arkansas and from using fraudulent statements in the offering and/or sale of unregistered securities.
WILLIAM O. HALL
04/08/2009
Order issued against William O. Hall to cease and desist from all mortgage loan brokering activities in Arkansas until properly licensed.
LANDAN K. MITCHELL
04/06/2009
Consent order entered against Landan K. Mitchell revoking his loan officer license, preventing the ability to apply and employment with a mortgage licensee of the Department for three (3) years.
FIRST ARKANSAS INSURANCE/LITTLE ROCK, INC. AND NORTH AMERICAN INSURANCE AGENCY
04/03/2009
Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).
DIVERSIFIED LENDING GROUP, INC. BRUCE FRIEDMAN and MICHAEL GARDNER
03/19/2009
Order finding that Diversified Lending Group, Inc. and Bruce Friedman committed securities fraud in selling unregistered securities and ordering them to cease such activities and that Michael Gardner has acted as an unregistered broker-dealer and ordering that he cease acting as such.
FIRST NEVADA MARKETING, INC. STEVEN EDWARD GWIN
03/18/2009
Order finding that Steven Edward Gwin sold unregistered securities issued by First Nevada Marketing, Inc., as an unregistered agent of the issuer by means of securities fraud and ordering that Gwin cease.
JAMES ROBERT CRAWFORD D/B/A SAFETY OF SENIORS, INC.
03/18/2009
Order directing James Robert Crawford, d/b/a Safety of Seniors, Inc., to cease from acting as an investment adviser unless and until he is registered as an investment adviser with the Arkansas Securities Department pursuant to the Arkansas Securities Act.