Order granting exemption from Rule 308.01(F) of the Rules of the Arkansas Securities Commissioner.
ROBERT KYLE STEWART
01/07/2009
Order directing R. Kyle Stewart to cease and desist from the offer and sale of unregistered securities and violations of sales practices and notice of hearing on revocation of Stewart’s broker-dealer agent and investment adviser representative registrations.
CREWS AND ASSOCIATES, INC.
01/05/2009
Order granting exemption from Rule 308.01(F) of the Rules of the Arkansas Securities Commissioner.
KELCRO, INC.
12/23/2008
Order providing a transactional exemption from registration for a purposed offering and sale of capital stock pursuant to Ark. Code Ann. §23-42-504(a)(12).
SOUTHWESTERN UNION CONFERENCE CORPORATION OF SEVENTH-DAY ADVENTISTS
12/17/2008
Consent order entered in connection with violations of the Arkansas Securities Act pertaining to the selling of securities without the filing of a proof of exemption or paying the required filing fees.
CREATIVE CHICKEN CORPORATION AND OWEN LAUGHLIN
12/05/2008
Order affirming cease and desist order.
BOARDWALK MORTGAGE GROUP, LLC, (FORMERLY KNOW AS BENTON MORTGAGE GROUP, LLC), LICENSE NO. 28263; SAMUEL AARON MITCHELL, LICENSE NO. 31382; KEVIN RYAN ABERNATHY, LICENSE NO. 29408
11/06/2008
Consent order revoking the mortgage broker license of Boardwalk Mortgage Group, LLC., and accepting the surrender of the loan officer licenses of Samuel Aaron Mitchell and Kevin Ryan Abernathy.
WALLSTREETE INVESTMENT ADVISORS
10/08/2008
Consent order entered in connection with violations of the Arkansas Securities Act pertaining to providing investment advisory services prior to being registered.
DARTMOUTH CAPITAL, LLC D/B/A SAFEDINAR.COM
10/02/2008
Order to show cause and notice of hearing on civil penalty under allegations that Dartmouth Capital, LLC has violated Ark. Code Ann. § 23-55-401 of the Arkansas Uniform Money Services Act.