Order finding that Diversified Lending Group, Inc. and Bruce Friedman committed securities fraud in selling unregistered securities and ordering them to cease such activities and that Michael Gardner has acted as an unregistered broker-dealer and ordering that he cease acting as such.
FIRST NEVADA MARKETING, INC. STEVEN EDWARD GWIN
03/18/2009
Order finding that Steven Edward Gwin sold unregistered securities issued by First Nevada Marketing, Inc., as an unregistered agent of the issuer by means of securities fraud and ordering that Gwin cease.
JAMES ROBERT CRAWFORD D/B/A SAFETY OF SENIORS, INC.
03/18/2009
Order directing James Robert Crawford, d/b/a Safety of Seniors, Inc., to cease from acting as an investment adviser unless and until he is registered as an investment adviser with the Arkansas Securities Department pursuant to the Arkansas Securities Act.
SATONYA FORD LICENSE NO. 21759
03/04/2009
Order issued against Satonya Ford to cease and desist from all mortgage loan brokering activities in Arkansas until properly licensed.
ROBERT KYLE STEWART
02/23/2009
Consent order affirming the cease and desist order entered January 7, 2009, revoking Stewart’s registrations as a broker-dealer agent and investment adviser representative, permanently barring Stewart from seeking such registrations in Arkansas, and imposing a $5,000 fine against Stewart.
DARTMOUTH CAPITAL, LLC d/b/a SAFEDINAR.COM
02/13/2009
Consent order entered in connection with violations of the Arkansas Uniform Money Services Act pertaining to engaging in the business of currency exchange without being licensed.
PLAINVIEW TERRACE APARTMENTS LIMITED PARTNERSHIP
02/12/2009
Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).
BLACK SPICE 4, INC.
02/03/2009
Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).
BLACK SPICE 3, INC.
02/03/2009
Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).