Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).
EARLY TIMES 4, INC.
02/03/2009
Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).
DUCK POND 5, INC.
02/03/2009
Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).
DUCK POND 1, INC.
02/03/2009
Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).
BLACK SPICE 2, INC.
02/03/2009
Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).
BLACK SPICE 1, INC.
02/03/2009
Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).
ROBERT CORNELL NICORICI
01/22/2009
Order issued against Robert Cornell Nicorici to cease and desist from all mortgage loan brokering activities in Arkansas until properly licensed.
MORGAN KEEGAN & COMPANY, INC.
01/09/2009
Order granting exemption from Rule 308.01(F) of the Rules of the Arkansas Securities Commissioner.
ROBERT KYLE STEWART
01/07/2009
Order directing R. Kyle Stewart to cease and desist from the offer and sale of unregistered securities and violations of sales practices and notice of hearing on revocation of Stewart’s broker-dealer agent and investment adviser representative registrations.