LENDXFINANCIAL, LLC
A request for revocation or suspension of license and hearing concerning LendxFinancial’s failure to file audited...
ALLEN MORTGAGE, LLC
A request for revocation or suspension of license and hearing concerning Allen Mortgage, LLC’s failure to...
KEITH R. WINGAD TAATS and TAATS3
An amended request for a cease and desist order against Keith R. Wingad and two partnerships...
COMMUNITY HOME FINANCIAL SERVICES, INC.
A request for revocation or suspension of license and hearing concerning Community Home Financial Services, Inc.’s...
KEITH R. WINGAD TAATS and TAATS3
An order directing Keith R. Wingad to cease and desist acting as an unregistered investment adviser...
MITCHUM TAPSON
Order granting conditional registration of Mitchum W. Tapson to be registered as an investment adviser representative...
TRUMARX DATA PARTNERS, INC.
Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules...
SHARED PERFORMANCE, LLC
Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules...
APPLE TREE ASSET MANAGEMENT, INC.
Consent order addressing investment adviser violations by Steve Kiefer and Apple Tree Asset Management, Inc.