TOM D. FLORES
A request for a cease and desist order concerning unlicensed mortgage loan activity.
TOM D. FLORES
Order directing Tom D. Flores to immediately cease and desist from all mortgage loan activity in...
JOHN R. TURBEVILLE
Consent order concerning multiple violations of the Arkansas Securities Act and Rules of the Arkansas Securities...
OVERLAND MORTGAGE CORPORATION AND OVERLAND MORTGAGE MORTGAGE CORPORATION D/B/A HALL OF FAME FINANCIAL AND TERRY G. WILLIAMS
Consent order entered in connection with multiple violations of the Arkansas Fair Mortgage Lending Act and...
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Consent order in connection with Merrill Lynch, Pierce, Fenner & Smith Incorporated in a settlement of...
REGISTRATION OF MICHAEL C. IHRIE WITH CALTON & ASSOCIATES, INC.
Order approving limited agent registration for Micheal C. Ihrie with Calton & Associates, Inc.
P-R-E, LLC d/b/a PHOENIX RENEWABLE ENERGY and STEPHEN R. WALKER
An order entered directing P-R-E, LLC d/b/a Phoenix Renewable Energy and Stephen R. Walker to stop...
VADDA ENERGY CORP.
Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules...
P-R-E, LLC d/b/a PHOENIX RENEWABLE ENERGY and STEPHEN R. WALKER
A request for a cease and desist order against P-R-E, LLC d/b/a Phoenix Renewable Energy and...