BUDGET PREPAY, INC. Request for the Department to issue a legal opinion concerning the applicability of Ark. Code Ann. §... Read More
CONCERT WEALTH MANAGEMENT, INC. Consent order entered in connection with violations of the Arkansas Securities Act concerning solicitation letters sent... Read More
VGIS, INC./VGISCORP.COM Request for the Department to issue a legal opinion concerning the net capital requirement contained in... Read More
GREEN DOT CORPORATION Request for the Department to issue a legal opinion concerning the applicability of Ark. Code Ann.... Read More
CREDIT SUISSE SECURITIES (USA) LLC Consent order entered in connection with Credit Suisse Securities (USA) LLC in settlement of an investigation... Read More
METAVANTE PAYMENT SERVICES, LLC Consent order entered in connection with a violation of the Arkansas Uniform Money Services Act pertaining... Read More
MERIDIAN INVESTMENTS, INC. d/b/a MERIDIAN MORTGAGE Consent order entered in connection with violations of the Arkansas Fair Mortgage Lending Act pertaining to... Read More
SOUTHWEST PHARMACY SOLUTIONS, INC. d/b/a AMERICAN PHARMACIES Request for the Department to issue a no action letter concerning a proposed transactional offering by... Read More
LACUNA VENTURE FUND, LLLP Consent order entered in connection with violations of the Arkansas Securities Act pertaining to the SEC... Read More