CREWS AND ASSOCIATES, INC. Order granting exemption from rule 308.01(F) of the Rules of the Arkansas Securities Commissioner in relation... Read More
ALBERT JOSEPH GORNATTI, JR Consent Order entered pursuant to Ark. Code Ann. § 23-42-101 in full settlement of all claims... Read More
CITY PLUMBING AND ELECTRIC, INC. Order providing a transactional exemption from registration on the proposed offering and sale of stock in... Read More
OTOLARYNGOLOGY AND FACIAL SURGERY CENTRE OF NORTHEAST ARKANSAS, P.A. Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12). Read More
HSV DREAMHOMES, LLC Request for staff’s position in regards to the necessity of registration under the Arkansas Securities Act, Ark.... Read More
WEBB FINANCIAL SERVICES, WILLIAM WESLEY “BILL” WEBB III AND WILLIAM WESLEY HODGES Cease and Desist Order pertaining to the offer or sale of investment contracts and other unregistered... Read More
GUSS BLASS, II Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(8). Read More
MOBILITY FINANCIAL, LLC D/B/A PARTNERSFIRST MORTGAGE, NEWBURYPORT, MA Cease and Desist Order and Revocation of Mortgage Broker License # 11392. Read More
V INTERNATIONAL, INC. Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12). Read More