CREWS AND ASSOCIATES, INC. Order granting exemption from Rule 308.01(F) of the Rules oft he Arkansas Securities Commissioner allowing the... Read More
WAL-MART STORES, INC. EMPLOYEE BENEFIT PROGRAM Request that no enforcement action be taken against Wal-Mart for not being registered under the Arkansas... Read More
DEFINITION OF MORTGAGE LOAN SERVICER Request for issuance of opinion from the Department in regards to the need to register as... Read More
THOUSAND ONE LLC Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12). Read More
NEW CENTURY MORTGAGE CORP. Request for guidance under the Arkansas Fair Mortgage Lending Act, codified as Ark. Code Ann. § 24-39-501... Read More
AMERICAN PHARMACY COOPERATIVE, INC. Request for no action position regarding stock of American Pharmacy Cooperative, opining that it is not... Read More
ARKANSAS SECURITY CAPITAL CORPORATION Amended and Substituted Order declaring registration effective pursuant to Ark. Code Ann. § 23-42-403. Read More
INVESTORS TRADING CORPORATION, D/B/A OXFORD FINANCIAL GROUP, JAMES WILLARD CLARK AND DANIEL FORREST BARRETT Consent Order pursuant to Ark. Code Ann. § 23-42-308(a)(2)(J)(Repl. 2000). Read More