HOPEHILL EQUITY HOLDINGS, INC., ERNESTO W. LETIZIANO, HOPE E. HILLABRAND, BERENS & COMPANY, AND MARC IVAN BERENS Cease and Desist Order pertaining to the offer or sale of unregistered securities. Read More
GULLANE CAPITAL LLC. Order excluding corporation from investment adviser definition pursuant to Ark. Code Ann. § 23-42-102(8)(F). Read More
ASSET PLANNING GROUP; CARY H. SPECTOR, PRESIDENT; WORLD CHOICE SECURITIES, INC.; THOMAS H. BRAUN; AND “TONY” KA’REN OUGLOUNTS Cease and Desist Order for transacting business as a broker-dealer or agent without being registered. Read More
OAK FOREST FINANCIAL CORPORATION, CONWAY, AR Cease and Desist Order and revocation of mortgage loan company registration application. Read More
JODY DAVIS Cease and Desist Order issued for Jody Davis to immediately cease and desist from transacting any... Read More
JEFFERSON SURGERY CENTER PLLC Order providing a waiver of certain provisions of the exemption pursuant to Ark. Code Ann. §... Read More
DIVERSIFIED CAPITAL CORPORATION OF TENNESSEE D/B/A AMERICA’S LENDING CENTER Cease and Desist Order and revocation of mortgage loan company exemption from registration pursuant to Ark.... Read More
CRAFTON, TULL & ASSOCIATES Order providing a waiver of certain provisions of the exemption pursuant to Ark. Code Ann. §... Read More