AN EXEMPTION FOR OFFERS AND SALES OF SECURITIES OF CERTAIN CHARITABLE FUNDS MAINTAINED BY CHARITABLE ORGANIZATIONS AND OTHER MATTERS Order providing an exemption from registration. Read More
J&R CONSTRUCTION & EXCAVATION, INC. Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12). Read More
GUS BLASS, III Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(8). Read More
GOLF ENTERTAINMENT, INC., D.B.A SIENNA BROADCASTING INC., DR. TIM BROOKER, FORMER DIRECTOR AND CEO; JOHN DODGE, GENERAL COUNSEL AND SENIOR VICE PRESIDENT; JIM BOLT, CHIEF OPERATING OFFICER AND VICE PRESIDENT; RONALD G. FARRELL, FORMER CEO AND BOARD MEMBER; THE GENESIS TRUST; MEL ROBINSON, TRUSTEE; CHARLES M. RUSK, MANAGING TRUSTEE First Amended Cease and Desist Order. Read More
GOLF ENTERTAINMENT, INC., D/B/A SIENNA BROADCASTING INC., DR. TIM BROOKER, FORMER DIRECTOR AND CEO; JOHN DODGE, GENERAL COUNSEL AND SENIOR VICE PRESIDENT; JIM BOLT, CHIEF OPERATING OFFICER AND VICE PRESIDENT; RONALD G. FARRELL, FORMER CEO AND BOARD MEMBER; THE GENESIS TRUST; MEL ROBINSON, TRUSTEE; CHARLES M. RUSK, MANAGING TRUSTEE Cease and Desist Order. Read More
FIRST STATE BANKING CORPORATION Request for no action position regarding the issuance of common stock, trust preferred securities and buy... Read More
GOLF ENTERTAINMENT, INC., D/B/A SIENNA BROADCASTING INC., DR. TIM BROOKER, FORMER DIRECTOR AND CEO; JOHN DODGE, GENERAL COUNSEL AND SENIOR VICE PRESIDENT; JIM BOLT, CHIEF OPERATING OFFICER AND VICE PRESIDENT; RONALD G. FARRELL, FORMER CEO AND BOARD MEMBER; THE GENESIS TRUST; MEL ROBINSON, TRUSTEE; CHARLES M. RUSK, MANAGING TRUSTEE Order directing investigation and empowering officers pursuant to Ark. Code Ann. 23-42-205. Read More
RILEY FINANCIAL GROUP CORPORATION D/B/A RILEY FINANCIAL GROUP Cease and Desist Order and revocation of mortgage loan company exemption from registration pursuant to Ark.... Read More
CHASE MORTGAGE COMPANY Request for the Department’s determination that Chase Mortgage Company and Chase Mortgage Company-West are exempt from... Read More