HRH Financial, LLC and Houston Ray Harrison
Consent order entered in connection with violations of the Arkansas Securities Act concerning unsuitable securities recommendations,...
Registration of James Mat Fowler with Highlands Residential Mortgage, LTD.
Order approving registration of James Mat Fowler with Highlands Residential Mortgage, LTD.
CourtAvenue, LLC
Consent order entered against an issuer of securities exempt pursuant to Ark. Code Ann. §23-42-504(a)(13) and...
McGehee Capital Management, Inc. and Stewart Bruce McGhee
Consent order entered to suspend the registrations of the Respondents in connection of the Arkansas Securities...
Janice Kibler
Order entered by the Arkansas Securities Commissioner granting limited agent registration.
VEKX Global, LLC
A request for cease and desist order concerning the fraudulent and unregistered investment adviser activity and...
VEKX Global, LLC
A cease and desist order directing the respondent to stop committing securities fraud in connection with...
Kuettel Capital, LLC
Request for an order summarily and immediately suspending the registration of Kuettel Capital, LLC as an...
Kuettel Capital, LLC
An order summarily suspending the registration of Kuettel Capital, LLC as an investment adviser and the...