STEPHENS INVESTMENT PARTNERS 2000 LLC; STEPHENS INVESTMENT PARTNERS 2000B LLC; AND STEPHENS INVESTMENT PARTNERS 2000C LLC Order providing a waiver of the number of purchasers pursuant to Ark. Code Ann. § 23-42-504(a)(9). Read More
MICHEAL L. HARMON; PINNANCLE VENTURES, LLC; AND G.M.S. INTERNATIONAL, INC. Order directing investigation and empowering officer pursuant to Ark. Code Ann. § 23-42-205. Read More
INTERNATIONAL COSMETIC COMPANY, RICHARD ATTAS, PHILIP LEITNER AND ALL PERSONS IN CONTROL OF, EMPLOYED BY OR OTHERWISE AFFILIATED WITH THOSE PERSONS OR ENTITIES Amended and substituted Cease and Desist Order. Read More
RUSSELL & ROBERTS, LTD. Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12). Read More
BMA FINANCIAL SERVICES, INC. Single case “exception” to the agent registration requirements of the Arkansas Securities Act. Read More
ELECTRONIC CHECK SYSTEMS, INC. Order providing transactional exemption form registration pursuant to Ark. Code Ann. § 23-42-504(a)(12). Read More
HALO SPARK PLUG, INC., JAMES E. JOHNSON, PRESIDENT, CHIEF EXECUTIVE OFFICER & CHAIRMAN OF THE BOARD, EVA LOU JOHNSON, SECRETARY & TREASURER, AND CHARLES R. (“RUSS”) RASNIC, CHEIF OPERATING OFFICER AND GENERAL MANAGER Cease and Desist Order. Read More
DAVID ALLEN MULLENAX AND ROBERT MABRY MULLENAX D/B/A MULLENAX FINANCIAL GROUP Consent Order. Read More
SATELLITE PARTNERS, INC., VIRTUAL VEGAS, LLC, RON BENSON, RICHARD HINES, STUART SMITH, RON CARTER AND ALL PERSONS EMPLOYEED BY OR OTHERWISE AFFILIATED WITH THOSE ENTITIES OR THOSE PERSONS Cease and Desist Order. Read More