F.O. ADVERTISING, INC. Legal opinion that sole shareholder can rely on exemption for additional sales by existing issuer under... Read More
CLEARSKY Request no action position with respect to filing of sales reports for covered securities pursuant to... Read More
MARC A. LEE WOOD FOREST ASSOCIATES, LLC Order excluding individual and corporation from investment adviser definition pursuant to Ark. Code Ann. § 23-42-102(8)(F). Read More
PRESS PROMOTIONS, INC. Order providing a transactional exception from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12). Read More
CHEM-FAB CORPORATION, AIRBORNE SUPPLY, INC., AIRBORNE NACELLE SERVICES, INC., AND FRS PROPERTIES Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12). Read More
STEPHENS INVESTMENT PARTNERS 2000 LLC; STEPHENS INVESTMENT PARTNERS 2000B LLC; AND STEPHENS INVESTMENT PARTNERS 2000C LLC Order providing a waiver of the number of purchasers pursuant to Ark. Code Ann. § 23-42-504(a)(9). Read More
MICHEAL L. HARMON; PINNANCLE VENTURES, LLC; AND G.M.S. INTERNATIONAL, INC. Order directing investigation and empowering officer pursuant to Ark. Code Ann. § 23-42-205. Read More
INTERNATIONAL COSMETIC COMPANY, RICHARD ATTAS, PHILIP LEITNER AND ALL PERSONS IN CONTROL OF, EMPLOYED BY OR OTHERWISE AFFILIATED WITH THOSE PERSONS OR ENTITIES Amended and substituted Cease and Desist Order. Read More