RUSSELL & ROBERTS, LTD. Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12). Read More
BMA FINANCIAL SERVICES, INC. Single case “exception” to the agent registration requirements of the Arkansas Securities Act. Read More
ELECTRONIC CHECK SYSTEMS, INC. Order providing transactional exemption form registration pursuant to Ark. Code Ann. § 23-42-504(a)(12). Read More
HALO SPARK PLUG, INC., JAMES E. JOHNSON, PRESIDENT, CHIEF EXECUTIVE OFFICER & CHAIRMAN OF THE BOARD, EVA LOU JOHNSON, SECRETARY & TREASURER, AND CHARLES R. (“RUSS”) RASNIC, CHEIF OPERATING OFFICER AND GENERAL MANAGER Cease and Desist Order. Read More
DAVID ALLEN MULLENAX AND ROBERT MABRY MULLENAX D/B/A MULLENAX FINANCIAL GROUP Consent Order. Read More
SATELLITE PARTNERS, INC., VIRTUAL VEGAS, LLC, RON BENSON, RICHARD HINES, STUART SMITH, RON CARTER AND ALL PERSONS EMPLOYEED BY OR OTHERWISE AFFILIATED WITH THOSE ENTITIES OR THOSE PERSONS Cease and Desist Order. Read More
WARD’S ASBESTOS REMOVAL, INC. Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12). Read More
THE U.S. CHARITABLE GIFT FUND – GROWTH & INCOME POOLED INCOME FUND Order extending exemption period pursuant to Ark. Code Ann. § 23-42-503(d)(4). Read More
THE U.S. CHARITABLE GIFT FUND – INCOME POOLED INCOME FUND Order extending exemption period pursuant to Ark. Code Ann. § 23-42-503(d)(4). Read More