EUGENE FORSYTH D/B/A FORSYTH RESEARCH AND DEVELOPMENT CENTER Cease and Desist Order pursuant to Ark. Code Ann. § 23-42-209. Read More
AMERICAN RIVERS OIL COMPANY Request no-action position that the exchange offer conforms to class vote exemption provided in Rule 504.01(A)(12)(g)... Read More
NATION’S EXPRESS, INC. Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12). Read More
ARGENT SECURITIES, INC. TIMOTHY WAYNE MCAGEE; AND ERIC T. GELFAND Consent Order. No registration of Gelfand in Arkansas in any capacity in the securities industry will... Read More
MARK A. LEE Order excluding individual from investment adviser definition pursuant Ark. Code Ann. § 23-42-102(8)(F). Read More
GUS BLASS, II Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(8). Read More